April 29, 2022
Our most recent ADV disclosure is available. An ADV form is an important disclosure document that investment advisors must file with the Securities and Exchange Commission. It provides an overview of the services a firm offers, the number of clients it serves, and its total assets under management. It also explains a firm’s fee structure and billing practices, as well as background on the firm’s history and the education and certifications of its key players. The ADV disclosure also helps foster transparency in the industry and will include any disciplinary actions a firm may have faced. To access the ADV & Wrap Fee Program, please click the links below.